Human Rights: Chimeras in Sheep's Clothing?Human rights are usually said to be inalienable and universal,
and some
even believe that they are absolute. Such attributes are
necessary
in order for human rights to protect all humans at all times. A
prime motivation
for rights in general is to ensure that no-one is subject to
unbridled
calculations of utility, so that a minority do not suffer so
that
a greater number enjoy some benefit. If anything is to stand in
the way of
governments or societies sacrificing individual or minority
interests in
favour of the collective, it is the bulwark of human rights.
Similarly,
human rights are argued to be universal and apply across
political, religious,
and cultural divides. It is tempting in a liberal society such
as Canada's
to view human rights as both universal and inalienable. After
all, so much
of our political debate is built upon these suppositions that we
take their
reach for granted. However, these qualities of human rights may
not stand
up under the light of probing scrutiny. Human rights are
particularly vulnerable
to challenges from both utilitarianism and cultural relativism.
These challenges
relate to the nature of human rights, the choice of
benefits that
are said to be a matter of human rights, as well as the delivery
of these
benefits. Further problems emerge when one moves from the
abstract right
of an individual, to trying to assess the specific benefits any
one individual
is entitled to in relation to all others trying to exercise the
same particular
right, but the situation becomes even more complex when the
issue involves
balancing competing rights or balancing the good of individuals
against
the good of their community.
At one level rights are those claims which protect individuals
from
being subjected to calculations of pure utility. The promotion
of the greatest
happiness for the greatest number cannot justify some violation
of an individual's
welfare, if that individual has a right to the benefit in
question. The
most basic utilitarian critique of human rights lies in the
assertion that
resources are scarce in any society, and especially limited in
some. This
scarcity inevitably leads to utilitarian calculations to
allocate those
resources in a way that will maximize the greatest good. In the
end, it
is argued, all the benefits listed as human rights, even life
itself, are
subject to the promotion of the greatest good within a society.
As such
an individual's benefits claimed as a human right may be
compromised, diluted,
or even completely denied in specific situations where that
right has to
be weighed against the claim of another individual or of society
as a whole.
This critique is not necessarily normative, in the sense that
this should
be the case, but may also stem from the observation that this is
how societies
do and will function.
The utilitarian critique raises the question whether human
rights are
either absolute or inalienable. By inalienable, I mean that
individuals
cannot surrender control over their right to another's
discretionary authority.
The ultimate authority to make the most important choices with
respect
to exercising that right cannot rest with someone else - either
the state,
another individual, or some entity - but must be able to be
reclaimed and
exercised by the individual whose right is at stake. By
absolute, I mean
that the right in question cannot be totally denied. This is
best seen
in rights that pose dichotomous choices, (such as the right to
life's "do
you die or live?"), where the benefit is either provided
completely or
denied completely. (1) It is
difficult to
argue that a right is absolute if the benefits it imparts can be
enjoyed
by degree - liberty is a classic example of a right that permits
relative
increases and decreases in its possession and exercise. Analysis
becomes
problematic since most rights are arguably entitlements to
benefits that
are exercised by increments. Thus, it becomes impossible to
assert that
all human rights are absolute. Nevertheless, one can suggest
that at least
one right is absolute, or at least should be if human rights are
to have
any substantive meaning taken collectively. The right to life is
one such
example, for no other human right can be relevant if life can be
taken
from an individual; the possession or enjoyment of all other
human rights
hinge on an individual being alive. Various examples illustrate
the utilitarian
foundation we eventually land against, but perhaps the most
basic right,
that to life, raises dilemmas for human rights theory if it
cannot be shown
to be absolute.
A starting assumption for a right to life that is absolute lies
in arguing
that innocent lives must be protected if human life has any
value to be
protected through human rights. Indeed, Alan Gewirth has argued
that there
must be at least one absolute right: "all innocent persons have
an absolute
right not to be made the intended victims of a homicidal
project".
(2) If human rights cannot protect an innocent
life from utilitarian
calculations then one must question the force of these 'rights'.
Gewirth
portrays his argument with the example of an innocent mother
held hostage
by terrorists, who tell her son that they will detonate a
nuclear explosion
in a city if he does not kill his mother. According to Gewirth,
the mother
still has her right to life which the son must not violate. The
son's duty
and moral culpability lies solely in his own direct actions. The
principle
of intervening action means that the terrorists would be solely
responsible
for any deaths from their threatened explosion, since the son
cannot be
completely certain that the terrorists would carry out their
threat. For
Gewirth, his example of an absolute right stands the test. The
son must
not weigh the life of his mother against the lives of the city's
population,
because the other lives are not his responsibility. Gewirth's
example,
however, does not provide a scenario that fully tests the right
of an innocent
to life.
Utilitarian calculations on taking or sparing lives seem
unavoidable
in other situations. There is the classic case of a runaway
trolley that
can only be steered on two paths, one of which will run over one
person
and the other will run over five others. In that instance, the
trolley
driver would aim for the single individual. But this case is a
highly unsatisfactory
example, since the driver has no choice but to kill someone and
would try
to spare as many lives as possible. A more germane illustration
is found
in a SWAT team's arrival on a scene where a gunman is holding an
innocent
hostage as a shield with one arm while shooting into a crowd
with the other.
Should the police fire immediately to stop the gunman's
killings, even
if the hostage would likely be shot at the same time? Or, should
the police
allow the gunman to continue shooting while they manoeuvre to a
vantage
point where they can shoot the gunman without harm to the
hostage? In this
instance, the principle of intervening action invoked by Gewirth
would
mean that the police are not responsible for the deaths caused
by the gunman.
Their direct duty is not to kill an innocent person themselves.
They have
a choice to kill the gunman and the hostage, or to wait and kill
just the
gunman. The police may even have the choice to simply wait until
the gunman
runs out of bullets and then tackle him without killing anyone
themselves.
Because they have the choice, they should not shoot the hostage
just to
stop the gunman killing others. However, many people simply
would not agree
with this approach. It may well be tragic, but justified
nevertheless,
for the police to shoot the hostage and gunman immediately
rather than
letting even more people be killed by the gunman. In this
scenario, a utilitarian
calculation to save several lives would outweigh the one
innocent life.
Thus, not even an innocent person's right to life appears
absolute.
Whether there is an inalienable right to life, safe from the
utilitarian
needs of the state, is tested most sorely in times of war; but
it is also
as germane in times of peace. Considerable debate rages over the
conscription
of citizens to defend the state or pursue the state's interests
abroad,
but the right to life can be just as endangered for those
citizens who
voluntarily join the state's police, military, fire departments,
and coast
guard, and who are subject to superiors' orders that might lead
to their
death. Conscription raises the question whether the state can
take control
of its citizens lives and send them to their deaths. Voluntary
service
in the public safety and security services raise the issue
whether individuals
can contract away control over their lives for the duration of
that service.
In both instances, the issue is essentially whether the right to
life is
inalienable and cannot be given up to another's control.
Both Canada and the United States have had conscription during
the twentieth
century that pose a human rights challenge. Conscription was
resorted to
in both World Wars in Canada, although Canadian territory never
sustained
any direct attack beyond a few shells around a West Coast
lighthouse. Largely
for electoral reasons, the conscripts were mostly kept from the
front lines,
which were reserved for the volunteer enlistees. Nevertheless,
the lives
of the conscripts were at the disposal of the state and
inevitably some
died on duty, if even from traffic accidents. During the Vietnam
War, many
American men were drafted into a war effort thousands of miles
from their
homes; many thousands of these men went to their deaths. A ready
objection
to both the Canadian and American examples of conscription is
that the
conscripts were sent to fight a foreign war. But, does it matter
that these
examples of conscripts went off to wage war on a different
continent? Would
the state's control of these conscripted lives be any more
justifiable
if there was a direct and significant attack upon these peoples'
homeland?
At issue is whether the state can claim command over the lives
of its
inhabitants and sacrifice them in the interests of the state. It
would
seem the state cannot, if there is an absolute human right that
protects
an individual's life. One might say there is a better reason for
conscription
if a state suffers direct attack, on the grounds of a collective
self-defence.
The state's right to sacrifice conscripted lives could arise in
two ways,
either because the state acts to exercise collectively the
rights of its
citizens to defend themselves, or because the state has rights
greater
even than its citizens due to its duty to defend those citizens.
The first
instance depends upon the right of self-defence of individuals.
But, few
if any would argue that there is a duty on an individual to
defend their
own persons. They may have the right to do so, in the sense of a
privilege
or immunity that can exonerate them from criminal responsibility
for the
harm they inflict in an act of self-defence. But that privilege
does not
impose a duty to defend oneself, and certainly not to the point
of death.
In the Hohfeld scheme of 'rights,' the right to self-defence is
an immunity
and not a claim-right with a correlative duty. Another dimension
of self-defence
lies in the duty-based moral rule that one should go to the aid
of someone
in distress. Could the state claim to enforce a duty of its
citizens to
defend others? But here, philosophers have not been able to
agree whether
any purported duty to rescue or defend others is a rule of
internal morality
or a rule of critical morality. In other words, do I have a duty
to rescue
or defend others only because I believe so, or because others
believe I
do? Whether it is an internal or external moral duty, there
would be real
disagreement over whether that duty extends to sacrificing one's
life for
another. Some religious individuals would believe it does; for
example,
Christians are told that there is no greater love than to lay
down their
lives for another. Many others, however, would disagree. In any
event,
such a purported rule is a duty upon individuals that is
not correlative
to some right that others can claim. Thus, it does not
appear that
the state can claim control of conscripted lives based on some
analogy
of the state as a corporeal aggregation of the rights of the
individuals
in that state. The state cannot claim with this logic rights
that an individual
does not possess.
Another justification for the state's ability to conscript
citizens
and sacrifice their lives might come from an argument that the
state has
some special rights that even individuals do not possess. And
one of these
is the right to command others to put their lives on the line in
defence
of the state - some might even extend that beyond the defence of
the state
to the pursuit of the state's interests. Particularly in the
case of the
defence of the state's very existence, one can argue that all
the citizens
will benefit if some are subject to conscription in a war that
will preserve
everyone's prosperity, way of life, or perhaps their lives.
However, this
line of reasoning is a complete negation of the prime
justification for
human rights - to protect individuals from being sacrificed for
the benefit
of the collective community (let alone the interests of their
political
leaders). There would be no human rights as they are generally
viewed,
if the state can claim special rights that are apart from and
supersede
the human rights of individuals. This justification for
conscription is
utilitarian to the core - the greatest good is served by
requiring some
individuals to submit to the state's control and sacrifice their
lives.
It seems the only way to defend state conscription is if human
rights
are not viewed as inalienable. Thus, individuals can in certain
circumstances
either give up or lose their rights. They might give up their
rights through
a deliberate, voluntary gesture. Or, they may lose their rights
because
human rights might be alternatively viewed as part of a social
contract
that includes the possibility of losing rights - either through
misbehaviour
or through some greater power acceded to the their in the
interests of
protecting society as a whole. These different possibilities
reflect different
bases for human rights - either they inhere in humankind, or
they are part
of a contractarian foundation for civil society. If
contractarian, human
rights might be alienable or not, as the social contract of a
society may
or may not require.
There may be firmer ground for state control over citizens
lives if
human rights are really part of the social contract of citizens
with their
society. Human rights are best viewed as part of a social
contract if they
seen as logically required in any stable society - otherwise,
they become
civil rights not human rights. It may be argued that any civil
(human-rights
respecting) state might call on citizens to lay down their lives
if the
defence of civil society is at stake; human rights could
logically be sacrificed
in order for a society that human respects human rights to
survive. Citizens
owe a duty to defend the state because the state normally exists
to defend
and promote the rights and welfare of its citizens. Support for
this position
is found in Rousseau's view of the social contract, where
individuals relinquish
their rights to a state so that they can live under greater
peace through
the state's protection. But that peace can only come if the
state is defended:
Their very lives, which they have pledged to the state, are
always protected
by it; and even when they risk their lives to defend the state,
what more
are they doing but giving back what they received from the
state? ...The
purpose of the social treaty is the preservation of the
contracting parties.
...Whoever wishes to preserve his own life at the expense of
others must
give his life for them when it is necessary. Now as no man is
judge any
longer of the danger to which the law requires him to expose
himself, and
when the prince says to him: 'It is expedient for the state that
you should
die', then he should die, because it is only on such terms as he
has lived
in security as long as he has and also because his life is no
longer the
bounty of nature but a gift he has received from the state.
(3)
With this contractarian a view of society, the state can call
up its
citizens and put their lives in jeopardy. The position that
refuses to
accept state conscription might spell the end of human rights,
since it
implies that human rights are so important that they must be
respected
right up until an authoritarian invader conquers the state and
ends all
human rights.
However, so much depends on the nature of the social contract.
For example,
a justification for conscription based on Rousseau's view of the
social
contract can be contrasted with Locke's, who held that the whole
point
of the social contract was to preserve the citizens and their
property.
If the state acted in a way to destroy their lives or property,
then the
citizens were justified in rebellion. Locke also believed that
the powers
of the state under the social contract could be no more than the
powers
of the individuals who joined together to form the state. As
such, there
are inherent limitations upon the power of the state:
First, it is not, nor can possibly be, absolutely arbitrary
over the
lives and fortunes of the people; for it being but the joint
power of every
member of the society given up to that person or assembly that
is legislator,
it can be no more than those persons had in the state of nature
before
they entered into society and gave up to the community; for
nobody can
transfer to another more power than he has in himself, and
nobody has absolute
arbitrary power over himself or any other, to destroy his own
life or to
take away the life or property of another.
(4)
Social contract foundations for society unfortunately prove to
be fertile
grounds for disagreement. One can choose between two sides,
either Locke's
view of the a social contract and argue that extend the powers
of the state
may not extend to conscripting citizens and endangering their
lives or
Rousseau's view that the state can command its citizens to dies
in its
defence. Hobbes falls somewhere between Locke and Rousseau with
a context-specific
approach to what the state could demand of its citizens. He
argued that
the contract which founded the state could not generally
endanger the lives
of its citizens: "No man is bound by the words themselves,
either to kill
himself, or any other man." (5)
In some
circumstances a man could be excused from responding to the
state's call
to arms, either by sending someone in his place or because of
his 'timorous
nature'. However, no-one can refuse a call to defend the very
existence
of the state: "When therefore our refusall to obey frustrates
the End for
which the Soveraignty was ordained; then there is no Liberty to
refuse.
...And when the Defence of the Common-wealth, requireth at once
the help
of all that are able to bear Arms, every one is obliged."
(6) Thus in the divergence of views among Hobbes,
Locke, and
Rousseau we see very different approaches to the reach of the
social contract
in obliging citizens to submit to conscription.
Furthermore, not only are the terms of a purported social
contract in
doubt, but the manner in which an individual comes to be bound
by the social
contract is open to profoundly different theories. For Rousseau,
only those
individuals present at the state's formation get the opportunity
to agree
explicitly to the social contract: "After the state is
instituted, residence
implies consent: to inhabit the territory is to submit to the
sovereign."
(7) Locke, on the other hand, believed that the
social contract
must be entered into specifically by each individual. Neither
those born
in a state's territory nor foreigners living in the society are
automatically
citizens. "But submitting to the laws of any country, living
quietly and
enjoying the privileges and protection under them, makes not a
man a member
of that society... Nothing can make a man so but his actually
entering
into it by positive engagement and express promise and
contract."
(8) Not even a person born into a society would be
a subject
of the social contract until he or she reaches maturity and
covenants for
themselves.
However, another view of contractarian rights could hold that
the individual's
autonomy is so great that any individual may decide to do as
they will
with their rights. They may contract with the state in ways that
threatens
or extinguishes their rights, and even their lives. But can they
contract
to expose themselves to dangers or situations they never
envisioned at
the time of the contract? This is particularly relevant to the
teenagers
who enlist in the infantry with little idea of the twists that
world or
domestic politics will take during their 20 years of service. If
teenagers
can contract away their rights, is the sanctity of the contract
so great
that they cannot revoke it when faced with losing their lives in
horrors
they never imagined?
One can argue that when people volunteer for military service,
even
in peace time, that they voluntarily give up their right to
life; they
realize they agree that they can be ordered into situations that
may will
cost them their lives. This is an important consideration for
countries
who send their troops abroad to serve in international
peace-keeping missions.
Members of the military knew when they enlisted that they could
be ordered
into perilous circumstances that do not involve the direct
protection of
their own state. However, this justification depends upon the
assumption
that human rights are alienable. Some rights may be, but there
may well
be rights that mainly make sense only if they are inalienable,
because
their forfeiture can mean that they can never be exercised
again. We may
voluntarily set aside our rights for a temporary period, but not
to give
them up completely. The best example of this is our right to
liberty. We
frequently set this right aside for short periods; for example
our right
to express ourselves freely, or even to move about is sacrificed
by most
of us for the duration of a movie we see in a theatre. Quiet
whispering
is acceptable and so is getting up to go the washroom or buy
more popcorn.
But we usually give up the right to talk loudly or to get up and
dance
around. Indeed, the proprietor is usually in possession of these
rights
and may eject us if we try to exercise them. But such temporary
surrendering
of our rights is quite different from completely transferring
them to someone
else. The best example is found in surrendering our liberty and
becoming
slaves. Most people view voluntary servitude as being just as
unacceptable
as forced slavery. We cannot agree to become slaves, because our
liberty
is inalienable. For this reason debt bondage is equated with
classic slavery
and battled against by human rights activists. The same logic
preventing
us from voluntarily giving up our liberty to become slaves
applies to our
voluntarily giving up the right to our lives. If we are ordered
into war
zones by the state, there is a good chance that we will not live
to exercise
once again our independent control over our lives. The
relinquishment of
our right to life could become final and, for that reason, is
unacceptable
under a human rights regime that views human rights as inherent
in our
humanness. This problem of inalienability even pervades civil
states at
a time of peace. Police officers, fire fighters, and coast guard
personnel
are examples of groups of citizens whom the state expects to put
their
lives in danger for the greater good; military personnel
assigned to international
peace-keeping duties are another.
These different layers of discussion reveal that the
justifiability
of the state's control over its citizens depends a great deal
upon one's
view of the nature of human rights. Are they inherent and
inalienable?
Or is human society contractarian at best and individuals may
either be
required to give their lives for the state, or at least offer
them up voluntarily?
On the other hand, there may be a consequentialist concern with
limits
on the state's ability to defend the community. If the state
cannot ultimately
order its citizens to defend it, the values and benefits
enshrined in human
rights may be lost for generations. The consequence is that
human rights
may be a fragile ideal, easily lost to the next Hitler. In this
view, the
state has to have control over the lives of its citizens or many
would
face greater perils. A consequentialist view of contractarian
revocation
of rights would defend the state's ability to order its military
to face
dangers they had not bargained on in joining the forces. An
inability to
enforce discipline and the ability of soldiers to pick and
choose which
orders to follow would result in an almost indefensible state.
Thus, the
greater good requires that the state can order its military
about as it
sees fit. On the other hand, a different consequentialist
concern may be
that the state slides into authoritarianism in the fight to
defend itself
or that citizens are bound to respect even an authoritarian
regime if rights
are simply part of a social contract that gives a state the
right to defend
itself. These different alternatives underline the importance of
the choices
that must be made about human rights, and many of these dilemmas
are difficult
to resolve without concern for the greater good.
There is the very strong possibility that in fact the choices
are ultimately
settled by utilitarian calculations that balance up the needs of
a stable
society with individual autonomy. Certainly there cannot be a
complex society
without some individuals who put their lives in danger for
others, be they
police or firefighters. Many would also say that one cannot
survive without
some means to defend the state from invasion or authoritarian
revolution,
and one needs a military force that can be ordered into
life-threatening
situations. Just how many people are put into what dangers, and
what ability
they have to refuse the dangers may end up as pure utilitarian
calculations.
The greater good may be served by the state being able to issue
orders
that endanger and kill some of its citizens, in order to save
the lives
or freedoms of the rest of the population.
Human Rights and Utilitarianism
Utilitarian challenges to the enjoyment of human rights need
not occur
only in such extraordinary circumstances. Imprisonment may be
justified
because there is thought to be a greater good for society that
an individual
be completely denied their freedom of movement and locked away.
Utilitarian
calculations may also resolve disputes that arise with conflicts
between
different rights or the enjoyment of the same right by different
individuals.
The decision faced by any government to balance the needs of
health care,
education, welfare payments, and the justice system leads to
tough choices
about the relative proportion of the state's budget that should
be dedicated
to each social program. The distribution of state resources
among these
services will in the end depend on the government's perception
of the greatest
good provided for that society. Also, even within one area of
spending
the government will have to decide on distributing the benefits
in a particular
way. For instance, there may be a need to balance expensive
hospital equipment,
such as CAT scanners, against paying for nurses and hospital
beds for patients
undergoing general surgery. In the education system, governments
need to
balance the amount spent on primary, secondary, vocational, and
higher
learning. Different societies distribute their resources
according their
vision of the greatest good arising from the particular needs of
that society.
One can respond in various ways to these challenges that
utilitarianism
pose to human rights. A simple way would be just to assert human
rights
provide a guide to how societies must try and re-order their
priorities.
Human rights are needed precisely because utilitarian
calculations are
widely made, often at the expense of some minority
interest.
This response is motivated as much by an aversion to the
perceived consequences
of utilitarianism as by a commitment to human rights. Indeed,
one's commitment
to human rights may be motivated by a fear for a world where
utility guides
public policy. As R.G. Frey wrote, with classical utilitarianism
"...there
is no person who in principle is beyond the scope of utilitarian
sacrifice".
(9) If utilitarian decisions are dedicated to
promoting the greatest
happiness for the greatest number, then it is conceivable that
individuals
or minority groups may pay a heavy price for the happiness of
others in
their community. Indeed, a time-worn objection to utilitarianism
is that
slavery could be justified in a society, if it produced
sufficient good
for the master class. Another objection is based on the view
that individuals
are not important and only have value in their contribution to
the aggregate
happiness of all members of the society taken together. However,
these
criticisms are based on an unbridled form of utilitarianism that
has rarely
been advocated since Bentham first posed the theory.
(10) Indeed, Mill's later development of
utilitarianism contained
inherent constraints; for example, he argued that such rights as
freedom
of expression were essential to determining utility.
(11)
Much of the objections aimed at utilitarianism are fostered by
an obliviousness
to different types of utilitarianism. While each author who
writes on the
subject seems to develop his or her own variety, two basic
strands may
be identified. The classic model is a kind of act
utilitarianism
that focuses on the utility produced by each separate action.
Whatever
act produces the greatest happiness is the alternative that
should be followed.
The other approach is rule utilitarianism, which
essentially accepts
that the greatest good is promoted in the long run by observing
certain
rules of behaviour even if a particular observance of a rule
does not directly
result in happiness. For example, it may be agreed that society
is generally
much better if people are honest and open about their mistakes
and that
they admit them to those who may have been harmed. In a given
situation,
I may have knowingly said unkind things about some friends that
later led
to their losing a business contract. If I confess to them that I
was responsible,
they would likely be very hurt and even end our friendship, but
without
regaining their lost contract. So, a confession in these
circumstances
leads to harm rather than happiness. While act utilitarianism
would lead
to a decision not to tell, rule utilitarianism would require me
to confess
despite the harm because society in general is better off if
wrongs are
admitted.
Some theorists have pursued rule utilitarianism as a way to
reconcile
human rights and utilitarianism. (12)
In
this light, human rights become values that society believes
must be consistently
respected. Overall happiness is advanced for any given society
if human
rights are accepted as rules that structure policy-making and
behaviour.
Michael Freeden has argued that a constrained utilitarianism is
perfectly
compatible with human rights. (13)
Another
avenue opened by Richard Brandt involves adapting the notion of
`rights'
to utilitarian calculations. Brandt appears especially skeptical
of the
absolute nature of rights. He suggests that the nature of the
obligation
flowing from claim-rights is not absolute, but rather "not
over-rideable
by marginal or even substantial but only by extreme demands of
welfare".
(14) With this view, human rights would normally
be respected
but may be set aside if other extremely important demands arise.
For instance,
a real threat of invasion would justify restricting political
rights and
diverting resources from social programs to national
defence.
There are substantive difficulties, however, with these
attempts to
accommodate human rights and utilitarianism. James Fishkin has
objected
that a fundamental obstacle arises with the identification of
the benefits
to be protected as human rights. (15)
He
argues that utility may underlie any attempt to select one set
of human
rights values over another. Furthermore, there can be little
guarantee
to safeguard against one of utilitarianism's perceived
weaknesses: the
benefits protected by rights may be distributed unevenly among
the population
in order to maximize society's collective gain.
Perhaps the most telling critique of attempts to reconcile
utilitarianism
with human rights is that the solutions proposed may end up
leading not
to universal human rights but to cultural relativism. Whether
one refers
to constrained utilitarianism or rule utilitarianism, the basic
premise
is that certain fundamental norms are said to frame utilitarian
calculations,
and these norms may be human rights. Utilitarianism is, in my
view, a society-centred
notion of policy choices - in another words the calculations for
Canadians
can only be made by Canadians, or for Fijians by Fijians. In
order to accommodate
universal human rights, one has to assert that each society must
logically
deduce that human rights benefits are as essential to their own.
Thus,
universalism might only be ascribed to human rights if each
society recognizes
their inherent value, or if they are necessary to the
functioning of a
complex human society. John Stuart Mill laid the groundwork for
such a
possibility, in his arguments that certain basic rights or
liberties are
essential for utilitarianism to function; freedom of expression
and representative
government, for example, are necessary for a society to debate
and determine
what the greatest happiness for the greatest number entails.
However, this
position is debatable, and one could argue that a benign
sovereign may
determine the greatest happiness without the trappings of
representative
democracy; traditional societies and even Marxist societies in
the transitional
socialist phase might be viewed in this light.
Moreover, there still remains the nagging question of what
norms each
society will end up adopting as the rules that must be
considered. The
very real possibility exists that societies will differ on just
what benefits
their citizens should enjoy in order to enhance the greatest
happiness.
Notions of equality will be expressed in very different benefits
and circumstances
for citizens of a non-theistic, liberal society than they will
be in a
traditional Islamic or Hindu society. In the end, rule or
constrained utilitarianism
may simply lead one down the path to cultural relativism, where
each society
determines for itself what basic norms must be protected and
what sort
of benefits may or may not be traded off in determining the
greatest good
for that society.
The Challenge of Cultural Relativism
Human rights face a serious challenge to their universality
from cultural
relativism. Since morality is inextricably linked to the general
cultural
values of a society, it is very difficult to argue that the
moral standards
arising from one society can be imposed on another. In its most
extreme
form, cultural relativism leads to the conclusion that each
culture is
equally valid and the ethical norms of any society are just as
legitimate
as those found in another society. Cultural relativism,
therefore, poses
a serious hurdle to global human rights standards: with the
variety of
political, religious, economic, and cultural values across the
world, how
can one set of 'human rights' bind all societies? The challenge
raised
by cultural relativism undermines the two dimensions of
universalism: that
all humans possess human rights, and that all humans enjoy
roughly the
same benefits from those rights.
There are several aspects of the cultural relativist challenges
to all
humans holding human rights. One fundamental question is whether
all societies
would agree on who is meant by 'humans' to which rights apply.
However,
different societies will draw different conclusions about who is
'human',
and thus entitled to the protection of human rights. A number of
cultures
and religions have at times in their past viewed certain, or
even all,
outside groups as essentially sub-human barbarians who could
never enjoy
the status or rights of a member of that culture. Several
societies have
held that a member could lose whatever rights they held by some
act of
heresy or communication with the undesirables. But the issues of
who is
human or who can hold rights re-emerges in modern contexts in
debates over
the right to life of a foetus, deformed newborn, unwanted female
baby,
a murderer, comatose patient, and - in some societies - even
those who
renounce their religion.
An important cultural difference emerges over the notion of
claim-rights,
which seems so central to most western conceptions of human
rights. Some
analysts have argued that this conception does not suit
duty-based moral
systems. Islam and Christianity are two of many religions whose
morality
is based upon duties imposed on the believers, without reference
to the
rights of others to be treated morally. The duty to treat others
properly
is owed to God and, it is argued, one cannot make a claim
against the duty
another owes to God. Islamic rulers are subject to dictates in
the Koran
about the treatment of their subjects, but these duties do not
create any
rights for the governed. In traditional Confucian philosophy,
there are
also duties placed on the rulers without rights being created.
(16) Without a claim-rights basis for human
rights, there is
little justification for any institution to adjudicate someone's
claim
that they have been denied a benefit that someone else was bound
to respect.
Another challenge to conceiving benefits as claim rights has
come from
Marxist theorists, some of whom have held that rights are a
bourgeois creation
needed as protection against the exploitative nature of the
capitalist state,
that should have no place in communist society.
(17)
Other Marxist theorists would allow for rights during the
socialist transition
to communism; however, in this view one cannot isolate the
'right' claimed
by an individual from the inherent duty that also is held by
that person.
In this view, rights are not simply claims by one person against
another's
duty. The claimant also possesses a duty with respect to the
benefit claimed;
for example, one has not only a right to work, but a duty to do
so as well.
To pit an individual against the state in a rights claim is to
divorce
that citizen from their own duty, and - more importantly - to
validate
the individuals' antagonistic assertion that they have a better
idea of
their needs than the community leaders who are leading them
towards a classless
society. Depending on one's notion of the importance of a
vanguard of the
proletariat or of the value of any individual worker's judgment,
one can
either reconcile or deny that an individual's rights claim is
compatible
with Marxism or not.
The notion that human rights are needed to protect individuals
from
their society is not a concern felt in some cultures. A central
challenge
to human rights emerges from the perceived relationship of
individuals
to their society. Critics have argued that human rights are
based on the
liberal view that individuals remain distinct and severable from
their
society; indeed, the autonomy of the individual is one of the
distinguishing
characteristics of liberalism. But a number of other
perspectives regard
individuals as inseparable elements of their collective
community. For
example, traditional African cultures have been portrayed as
placing more
importance on the community than individuals, whose value stems
from their
contribution to the community as a whole.
(18)
Even in Western cultures, there are many who do not share
liberalism's
emphasis on the worth of each individual. Classical
conservatism, for example,
stressed the manner in which individuals belong to an
hierarchical, organic
society in which each individual assumes importance in the way
in which
they can contribute to the collective society's welfare. The
greater needs
of the whole society may require a stratified society with quite
different
roles, duties, and benefits that would seem incompatible without
many ideas
of liberal equality; the conservative notion of equality may
stress equality
in the value of individuals rather than any equality of
opportunity let
alone condition.
An objection common to all these positions lies in the
significance
other perspectives place on the relationships of individuals to
their society.
Human rights have a completely different focus, with their
emphasis on
the benefits which individuals are entitled to claim against
their community.
But many cultures, religions, and political philosophies are not
immediately
embracing or even compatible with such importance being attached
to the
primacy of the benefits to be accorded by human rights to any
one ordinary
individual within their society.
Even if one can move beyond these fundamental disputes,
cultural relativism
persists as a thorny obstacle when it comes to deciding what
particular
benefits should be protected within the human rights rubric. For
example,
some of the most persistent problems that human rights advocates
see is
the lack of equality in societies around the world.
Unfortunately, there
are profoundly different ways in which "equality" may be
conceptualized.
Even with an agreement upon a particular form of equality, there
still
remains a failure of many cultures to accept liberalism's
insistence that
equality is essential. Indeed, many beliefs centre on
individuals occupying
different stations in life and that involve particular
responsibilities
and privileges. Confucianism involves a hierarchically
structured society.
Islam distinguishes between believers and two classifications of
non-believers.
Hinduism has held that people are born to different castes
because of their
spiritual progress in their past lives. And, the Roman Catholic
church
and some Protestant churches insist on male supremacy within
their institutions
and liturgy. There are many across the world who will ardently
resist any
imposition of full equality in all aspects of their society.
With this
in mind, there will be profound disagreements about whether
there is a
right to equality inherent in either human existence or dignity.
There
may be even more grounds for disagreement over which particular
conceptualization
of equality to pursue - equality of condition, situation, or
opportunity
and so on.
Even where there is agreement on a principle that should be
embodied
in a right, there can be widely differing views of the
substantive benefits
that must be provided in order to respect the principle. For
instance,
if there is a right to education, does this right involve
compulsory, free
education? If so, up to what level? And, who has control over
what subjects
are taught and by whom? Are adults entitled to continue an
interrupted
education whenever they want, and at whose expense? Since a
number of religious
groups believe that education should take place within a
completely spiritual
framework, must the state allow, or even fund, separate school
systems?
These questions will be answered quite differently depending on
whether
the society is, for example, industrialized or agrarian, Shiite
or largely
atheistic, harmoniously plural or rigidly homogeneous.
Thus, cultural relativism challenges human rights in their
conception
as well as their operation. If human rights are to pose some
global standard,
then there must be some response to relativism. Jack Donnelly
has drawn
up a typology of a spectrum of relativism that usefully shows
the range
of the challenge to universal moral precepts such as human
rights.
(19) With the extreme form, radical cultural
relativism, each
society's culture is the unique foundation for its morality.
Human rights
are seen to be just western liberal mores that some seek to
impose on other
cultures. Pollis and Schwab have argued this point to declare
that human
rights cannot have universal legitimacy.
(20)
However, most writers reject the notion that each culture has
absolute
authority. Rhoda Howard argues that this perspective
romanticizes the value
of various cultures in a way that permits terrible abuses:
"Cultural absolutism
forgives cruelty on the grounds that acting in accordance with
the customs
of one's own group is a universal moral principle".
(21) With radical cultural relativism, other
societies could
not legitimately censor the domestic policies of Nazi Germany,
apartheid
in South Africa, or ethnic cleansing in the former Yugoslavia.
At the other end of the spectrum, radical universalism asserts
that
there are indeed universal moral rules that cannot be
legitimately overridden
by the cultural values of particular societies. From this
perspective,
human rights would be global standards from which no society
could depart;
all cultures would have to protect and provide the same benefits
that human
rights safeguard. Unfortunately, some human rights advocates
stray, sometimes
inadvertently, into this position; as Donnelly and Howard once
wrote:
Internationally recognized human rights require a liberal
regime. Other
types of regimes, and the conceptions of human dignity on which
they rest,
may be defensible on other moral and political grounds, but they
will not
stand up to scrutiny under the standards of human rights.
(22)
While Donnelly and Howard may not wish to be characterized as
universalists,
this quotation illustrates a serious problem with global human
rights standards.
So much of the values enshrined in contemporary human rights
documents
are liberal in origin that they require a liberal regime to be
realized
fully. As some critics charge, human rights really may be an
attempt to
universalize liberalism as the ultimate standard to which all
societies
should conform. It is one thing to argue that liberalism is a
preferred
form of society, but it quite another to argue, even implicitly,
by appeals
to human rights that every human is inherently entitled to the
benefits
of a liberal society simply by being human.
Many commentators would probably prefer the middle ground
between radical
cultural relativism and universalism, but even this range has
its problems.
Donnelly identifies two intermediate categories, strong cultural
relativism
and weak cultural relativism. In the former, each society's
culture provides
the principal basis for its moral standards, while in the latter
each culture
is just an important source of its morals.
(23)
In these categories, external mores play some role in the
formation and
criticism of any particular society's values. In strong cultural
relativism,
each culture forms the base of its mores and human rights would
be "a check
on potential excesses of relativism". (24)
With weak cultural relativism, however, external mores such as
human rights
would provide the main ethical framework, which local cultural
values modify
slightly.
While there are good arguments to reject both radical cultural
relativism
and universalism, it is rather difficult to construct a
watertight argument
that either strong or weak cultural relativism must be rejected
in favour
of the other. Donnelly tries to settle the issue by framing the
discussion
around the nature of the effect that culture would have. He says
that cultural
values could shape the substance, interpretation, and form of
human rights.
But Donnelly concludes that universal human rights should vary
only in
the form in which each culture would deliver the benefits at
issue.
Unfortunately, this resolution depends on one's acceptance of
the premise
that there should be universal human rights in the first place,
and that
the benefits should be roughly similar across the world. Some
human rights
advocates, such as Donnelly, simply dismiss the strongest
challenges of
cultural relativism - to the existence of human rights in
general or of
particular rights - as being irrelevant; they argue that human
rights evidently
do exist and certain benefits must be provided to
everyone.
A number of other writers have approached the challenge of
cultural
relativism from another perspective, by searching for common
ground among
the world's cultures. Alison Renteln has also asserted that
human rights
can be accommodated within a variety of cultures if a wider view
is taken
of the nature of human rights. (25)
There
are arguments that human rights norms can be quite reconcilable
with Marxism,
Islam, or traditional African, Chinese, and native American
cultures.
(26)In some respects this avenue of inquiry
becomes an empirical
anthropological search for moral commonalities. If one can find
moral goods
or benefits that are common, then these may form the basis for
universal
human rights. But there is a logical flaw in this approach,
since a survey
of moral practices is just as likely to turn up many values
upheld in societies
that would horrify human rights activists - infanticide,
banishment, and
capital punishment are but three examples. Rhoda Howard has
validly noted
that there have been so many cultures that have inflicted
cruelty on their
members or strangers that human rights cannot be simply
established by
saying that every culture has respected the essence of human
rights in
their own way. (27)A substantial
challenge
to a search for moral universals through anthropological
empiricism lies
the argument long made by feminists- that some of the most
enduring traits
of organized human society have been patriarchy and the
oppression of women.
While there are many examples of matriarchal societies, they are
few in
comparison to patriarchies. If so many societies over the
millennia have
believed that men should rule and women follow, what view of
equality would
we be led to adopt from the anthropological evidence? I doubt it
would
be one that would bring comfort to most liberal human rights
activists.
There is a more revealing side to this debate, in the weight to
be given
to cultural commonalities. If one were to search for common
moral values
that could ground human rights, it is doubtful that absolutely
universal
practices or values would emerge. The most one is likely to say
is that
the overwhelming majority of societies have held such-and-such a
view.
If a universal moral value is to built upon a preponderant,
rather than
universal, support, then moral rules risk simply becoming the
domain of
the majority to which minority cultural practices must conform.
But if
such a moral majoritarianism is to be admitted, then patriarchy
must be
adopted as the determinant ingredient of gender equality because
of the
shear weight of its practice.
Moreover, the end of such a debate over moral commonalities is
more
likely to lead to a list of shared moral goods or benefits that
are valued
in societies, rather than a complete rights paradigm. For
example, traditional
Christian and Islamic societies share many notions of benefits
that individuals
should be given, but they founded such benefits upon God-given
duties and
not upon the inherent entitlements of the person who would enjoy
the benefit.
The claim-rights conception of human rights would be difficult
to ground
in common moral or cultural practice. In large measure, attempts
to reconcile
contemporary human rights with different value systems may
depend on accepting
that the benefits involved need not necessarily be protected
only as claim-rights;
duty based moralities can provide similar substantive enjoyment
of benefits
as a rights-based approach. However, it is sometimes necessary
to admit
that certain benefits would not fit within a particular
culture's list
of human rights benefits; equality and freedom of religion can
be especially
problematic to reconcile in the same way in different
societies.
Human rights face significant hurdles when one tries to apply
them universally
across cultural, religious and political divides. The full force
of the
problem emerges clearly when a particular cultural or religious
group is
said to flagrantly infringe a right embodied in widely-supported
human
rights documents, such as the Universal Declaration of Human
Rights. The
members of that culture claim that their practice is a revered
moral value
within their society and that the outside world has no moral
authority
to require a change to conform to the external norms. The
problem is especially
compounded when the infringement involves some issue that
defines that
culture or religion. For example, one of the most egregious sins
for a
Muslim is to renounce Islam and take up another religion; many
Christians
would also say that a Christian risks eternal damnation by
turning his
or her back on Christ. And yet the Universal Declaration of
Human Rights
specifically states in Article 18 that the right to freedom of
religion
includes the freedom to change one's religion or belief. So,
does any religious
community infringe human rights if it punishes or condemns
apostasy? Those
who believe there is only one, true religion cannot be easily
persuaded
that an adherent has the right to renounce that religion and
adopt another
faith; the apostate may lead others to renounce their one path
to salvation.
An yet, the UNDHR would suggest that as a matter of human
dignity, every
individual has the human right to change religions. As such they
ought
to be encouraged in their change of beliefs as an exercise of
their fundamental
rights - not condemned, punished, or prevented from converting
others.
A fundamental dilemma for both universalists and cultural
relativists
lies in the tension between external and internal morality. On
the dimension
of interaction between different cultural groups, the relativist
would
argue that the external morality is of no concern to the members
of any
particular group; only the internal morality of that group is
legitimate.
The universalist would have to argue that internal morality of
any one
group is subordinate to the external morality of the whole
collection of
groups. In the human rights context, this means that a
relativist would
argue that international human rights codes cannot be imposed
upon any
particular society, since only that society's own moral value
system has
legitimate authority there. In contrast, the advocates of
universal human
rights would say that the practices of any particular society
must be changed
to conform to the moral standards of international human rights.
However, the interplay between internal and external morality
can change
dramatically when one moves the analysis from the dimension of
global society
versus an individual society to the dimension of any particular
society
versus an individual in that society. Whereas relativists have
to uphold
the primacy of internal morality in the global v. individual
society dimension,
they may have to accept the primacy of external morality when
looking at
conflict between a society and an individual member. If
relativists argue
that only each society may legitimately establish the moral
rules for that
society, then they cannot object to the legitimacy of a groups'
cultural
rule that demands conformity from the members of that society -
such as
a prohibition against apostasy on pain of death. On the other
hand, universalists
must champion the cause of external morality at the global
level, but the
nature of human rights means that they must allow the primacy of
internal
morality in many instances where an individual's internal
morality clashes
with the mores of her or his society.
Conclusion
With all these challenges to the existence and application of
human
rights, it is little wonder that human rights still remain
controversial.
Perhaps, the real wonder is that human rights are not more
contentious.
In many ways, popular political debate simply assumes that human
rights
exist and they protect all the benefits described in the various
international
and domestic documents. However, this assumption is one which
ignores fundamental
problems that must be addressed. The moral force often
attributed to human
rights cannot simply be asserted without resolving questions
about the
genesis of human rights, who may hold them, and what particular
benefits
are protected.
NOTES 1. Here it must be conceded that life and death are not always dichotomous, since humans may exist in comatose or paralytic conditions that may appear to be neither properly life nor death. 2. Alan Gewirth, "Are There Any Absolute Rights?", in Jeremy Waldron (ed.) Theories of Rights, Oxford: Oxford University Press, 1984, p.108. 3. J.J. Rousseau, The Social Contract, Maurice Cranston (trans.), New York: Penguin Books, 1968, pp.77-79; Book II, chapters 4 & 5. 4. John Locke, The Second Treatise of Government, Indianapolis: Bobbs-Merrill, 1975, p.76; ¶135. 5. Thomas Hobbes, Leviathan, C.B. MacPherson (ed.), Baltimore: Pelican Books, 1976, p.269; Part II, Chapter 21. 7. Rousseau, op.cit., p. 153; Book IV, Chapter 2. 8. Locke, op.cit., pp.69-70; ¶122. 9. R.G. Frey, Utility and Rights, p.9. 10. A good rebuttal of the slavery issue is found in R.M. Hare, "What is Wrong with Slavery?", (1978-79) 8 Philosophy and Public Affairs, 103-140. 11. The importance of distinguishing the variety of utilitarianism before examining its compatibility with moral rights is evident in a paper by David Lyons: "Utility and Rights", in Jeremy Waldron (ed.) Theories of Rights, Oxford: Oxford University Press, 1984, pp.110-136. 12. See Allan Gibbard, "Utilitarianism and Human Rights", in Ellen Frankel Paul, Fred D. Miller Jr., and Jeffrey Paul (eds.), Human Rights, Oxford: Basil Blackwell, 1984, pp.92-102. 13. Michael Freeden, Rights, Minneapolis: University of Minnesota Press, 1991, pp.83-100. 14. Richard B. Brandt, Morality, Utilitarianism, and Rights, New York: Cambridge University Press, 1992, p.197. 15. James Fishkin, "Utilitarianism Versus Human Rights", in Paul et al., op.cit., pp.103-107. 16. Donnelly, Universal Human Rights in Theory and Practice, pp.50-55. 17. For a discussion of various socialist approaches to rights, see: Tom Campbell, The Left and Rights: A Conceptual Analysis of the Idea of Socialist Rights, London: Routledge & Kegan Paul, 1983. 18. For discussions of African values and human rights, see: Abdullahi Ahmed An-Na`im (ed.), Human Rights in Africa: Cross-Cultural Perspectives, Washington: The Brookings Inste., 1990; Josiah A.M. Cobbah, "African Values and the Human Rights Debate", (1987) 9 Human Rights Quarterly, 309-331; Chris C. Mojekwu, "International Human Rights: The African Perspective", in Jack L. Nelson and Vera M. Green (eds.), International Human Rights: Contemporary Issues, Stanfordville, N.Y.: Human Rights Publishing Group, 1980. 19. Donnelly, Universal Human rights in theory and Practice, pp.109-110. 20. Adamantia Pollis and Peter Schwab, "Human Rights: A Western Construct with Limited Applicability", in Adamantia Pollis and Peter Schwab (eds.), Human Rights: Cultural and Ideological Perspectives, pp.1-18. 21. Rhoda E. Howard, "Cultural Absolutism and the Nostalgia for Community", (1993) 15 Human Rights Quarterly, 315-338, p.337. 22. Rhonda E. Howard and Jack Donnelly, "Human Dignity, Human Rights, and Political Regimes", in Jack Donnelly, Universal Human Rights in Theory and Practice, p.67. 25. Alison Dundes Renteln, "The Unanswered Challenge of Cultural Relativism and the Consequences for Human Rights", (1985) 7 Human Rights Quarterly, 514-540; and her book, International Human Rights: Universalism Versus Relativism, Newbury Park, CA: Sage, 1990. 26. For a variety of discussion of these topics see: Abdullahi Ahmed An-Na`im (ed.), Human Rights in Africa; Abdullahi Ahmed An-Na`im (ed.), Human Rights in Cross-Cultural Perspectives; Tom Campbell, The Left and Rights; Jack Donnelly, Universal Human Rights in Theory and Practice, pp.49-65. 27. Rhoda E. Howard, "Dignity, Community,
and Human
Rights", in Abdullahi Ahmed An-Na'im (ed.), Human Rights in
Cross-Cultural
Perspectives, pp.81-102.
Copyright 1997 Andrew Heard |